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Section 6418

Transferability Guide

A comprehensive guide to transferring tax credits under Section 6418 of the Inflation Reduction Act.

Overview of Section 6418

Section 6418 of the Internal Revenue Code, introduced by the Inflation Reduction Act of 2022, establishes a framework for the transferability of certain federal tax credits—primarily focused on clean energy. This mechanism enables eligible taxpayers to transfer all or a portion of specified clean energy tax credits to unrelated taxpayers for cash, rather than using the credits to offset their own federal income tax liability.

Eligible Taxpayers and Credits

Eligible Taxpayers:

Any taxpayer subject to federal income tax, excluding tax-exempt organizations, state and local governments, Indian Tribal governments, Alaska Native Corporations, rural electric cooperatives, and the Tennessee Valley Authority. These excluded entities may instead benefit from the direct pay mechanism under Section 6417.

Eligible Credits (as of 2024):

30C
Alternative fuel vehicle refueling property credit
45
Renewable electricity production credit
45Q
Carbon oxide sequestration credit
45U
Zero-emission nuclear power production credit
45V
Clean hydrogen production credit
45X
Advanced manufacturing production credit
45Y
Clean electricity production credit
45Z
Clean fuel production credit
48
Energy investment tax credit
48C
Qualifying advanced energy project credit
48E
Clean electricity investment credit

Transfer Mechanics and Regulatory Requirements

Election Process

Made on original tax return for the year the credit is determined, by the due date (including extensions). The election is irrevocable and can only be made once per credit.

Payment Requirements

The transferee (buyer) must pay cash for the transferred credits. The payment is not includable in the transferor's gross income and is not deductible by the transferee.

IRS Pre-Filing Registration

A pre-filing registration process with the IRS is required before making the transfer election, ensuring compliance and tracking of credit transfers.

Recapture and Compliance

The transferee (buyer) is generally responsible for recapture. Final regulations clarify allocation of recapture when only part of a credit is transferred.

Treatment of Partnerships and S Corporations:

Partnerships and S corporations may make the transfer election for credit property they hold directly. The proceeds are treated as tax-exempt income and allocated to partners or shareholders according to their distributive share.

Key Regulatory Updates

The IRS and Treasury finalized rules on April 25, 2024, clarifying definitions, transfer mechanics, documentation, anti-abuse provisions, and compliance requirements.

Key Updates Include:

  • Clarification of "credit property" definition and how credits can be transferred
  • Establishment of a pre-filing registration process through the IRS
  • Detailed requirements for the transfer election statement
  • Anti-abuse rules to prevent transfers made primarily for tax avoidance
  • Limited correction relief for certain errors in transfer elections

Step-by-Step Transfer Process

  1. 1
    Identify Eligible Project

    Find and pursue a project eligible for transferable tax credits.

  2. 2
    Satisfy Credit Requirements

    Complete all requirements to earn the eligible credit (e.g., place the project in service).

  3. 3
    Complete IRS Registration

    Complete the electronic pre-filing registration and obtain a registration number for each credit property.

  4. 4
    Arrange Transfer

    Arrange the transfer to an unrelated party for cash.

  5. 5
    Provide Documentation

    Provide the transferee with the registration number and required documentation.

  6. 6
    Complete Election Statement

    Complete and sign a transfer election statement with the transferee.

  7. 7
    File Tax Return

    File a timely tax return with the transfer election statement and all required attachments.

  8. 8
    Transferee Filing

    The transferee must also file a timely return with the statement to claim the credit.

Documentation and Compliance

Proper documentation is critical for successful tax credit transfers. Both the transferor and transferee must maintain comprehensive records to substantiate the credit's validity and the transfer's compliance with regulations.

The transferor must provide the transferee with "required minimum documentation" validating the credit's existence and eligibility.

Required Documentation Should Include:

Credit Eligibility and Validation

Documents proving the credit's qualifications and statutory compliance

Bonus Credits Substantiation

Evidence supporting claims for increased credit rates

Qualifying Costs or Activities

Documentation of eligible costs or production activities

Special Requirements Compliance

Evidence of compliance with requirements like prevailing wage and apprenticeship

This documentation serves as protection for the transferee in case of IRS audit or examination, providing evidence of the credit's validity and proper transfer procedures.

Timing Considerations

Timing is critical for tax credit transfers. Careful planning is essential to meet all deadlines and properly execute the transfer.

Key Timing Requirements

  • Original Tax Return Only

    The transfer election must be made on the original tax return for the year the credit is determined

  • No Amended Returns

    Elections cannot be made on amended returns

  • Pre-Filing Registration First

    Pre-filing registration with the IRS must be completed before making the transfer election

  • Both Parties Must File

    Both parties must include the transfer election statement on their respective timely filed returns

Planning ahead is essential to ensure all deadlines are met and the transfer is properly executed. Missing any timing requirement could invalidate the transfer.